DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Edward Jones

Money Concepts Advisory ServiceBD affiliatedCharlotte, Nc dual registrantIAPD 2706825

Certified Financial Planner

Feed of 09/15/2026

Also filed as Michael Edward Jones

At current firm

1 y

since Nov 6, 2024

In the industry

30 y

since Mar 8, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Money Concepts Advisory Service BD affiliated current
since Nov 6, 2024 · Palm Beach Gardens, Fl
Pruco Securities, LLC no RAUM
Aug 4, 2023 to Nov 6, 2024 · Charlotte, Nc
Gwn Securities Inc. BD affiliated
Oct 16, 2014 to Jul 18, 2023 · Matthews, Nc
Van Kampen Advisors Inc unclassified
Mar 29, 2006 to Jun 4, 2010 · Charlotte, Nc
Ameriprise Advisor Services, Inc. unclassified
Jul 26, 2004 to Mar 20, 2006 · Charlotte, Nc
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Apr 16, 2002 to Jul 26, 2004 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to Money Concepts Advisory Service
left Nov 6, 2024, registered Nov 6, 2024 (0 days) · Affiliated broker-dealer or bank to another
Gwn Securities Inc. to Pruco Securities, LLC
left Jul 18, 2023, registered Aug 4, 2023 (17 days) · Affiliated broker-dealer or bank to another
Van Kampen Advisors Inc to Gwn Securities Inc.
left Jun 4, 2010, registered Oct 16, 2014 (1595 days) · Other
Ameriprise Advisor Services, Inc. to Van Kampen Advisors Inc
left Mar 20, 2006, registered Mar 29, 2006 (9 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Advisor Services, Inc.
left Jul 26, 2004, registered Jul 26, 2004 (0 days) · Other

Signals

Michael Edward Jones left Pruco Securities, Llc for Money Concepts Advisory Service (registered 2024-11-06)
Nov 6, 2024 · Advisor changed firm · fact
Michael Edward Jones left Gwn Securities Inc. for Pruco Securities, Llc (registered 2023-08-04)
Jul 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address