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Advisor at J. W. COLE ADVISORS, INC.
New Providence, NJ | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Apr 29, 2021 | n/a | yes | New Providence, NJ|TAMPA, FL | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 24, 2020 | May 4, 2021 | no | Chatham, NJ | Previous registration |
| FCG WEALTH MANAGEMENT, LLC | Former SEC adviser | Jun 20, 2016 | Dec 31, 2020 | no | CHATHAM, NJ | Previous registration |
| FCG WEALTH MANAGEMENT, LLC | Former SEC adviser | Jan 21, 2011 | Mar 23, 2016 | no | CHATHAM, NJ|CHATHAM, NJ | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 2, 2004 | Dec 4, 2009 | no | PARSIPPANY, NJ|PARSIPPANY, NJ | Previous registration |
| LANGDON FORD FINANCIAL | n/a | Jun 16, 2003 | Jun 6, 2005 | no | EAST HANOVER , NJ | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Jun 20, 2002 | Jun 16, 2004 | no | E HANOVER, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | J. W. COLE ADVISORS, INC. | May 4, 2021 | Apr 29, 2021 | -5 | Firm change | Ibd to RIA |
| FCG WEALTH MANAGEMENT, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 31, 2020 | Sep 24, 2020 | -98 | Firm change after gap | RIA to ibd |
| FCG WEALTH MANAGEMENT, LLC | FCG WEALTH MANAGEMENT, LLC | Mar 23, 2016 | Jun 20, 2016 | 89 | Channel change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | FCG WEALTH MANAGEMENT, LLC | Dec 4, 2009 | Jan 21, 2011 | 413 | Firm change after gap | Other |
| LANGDON FORD FINANCIAL | SECURIAN FINANCIAL SERVICES, INC. | Jun 6, 2005 | Jun 2, 2004 | -369 | Firm change after gap | Other |
| WS GRIFFITH SECURITIES, INC. | LANGDON FORD FINANCIAL | Jun 16, 2004 | Jun 16, 2003 | -366 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:112294:NJ:2021-05-04 | May 4, 2021 | Apr 29, 2021 | CHATHAM, NJ | Firm change |
| 281165:134139:NJ:2020-12-31 | Dec 31, 2020 | Sep 24, 2020 | CHATHAM, NJ | Firm change after gap |
| 40633:281165:NJ:2016-03-23 | Mar 23, 2016 | Jun 20, 2016 | CHATHAM, NJ | Firm change |