DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at G••••• A••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• A••••• A•••••••• L•• | Independent wealth | Jun 10, 2020 | n/a | yes | BRIDGE CITY, TX|ORLANDO, FL|BATON ROUGE, LA | Current employment |
| I••••••••• A••••• I••••••••• M••••••••• L•• | Bd affiliated wealth | Aug 24, 2023 | Dec 22, 2025 | no | ORLANDO, FL|BATON ROUGE, LA|BRIDGE CITY, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• A••••• I••••••••• M••••••••• L•• | n/a | Dec 22, 2025 | n/a | n/a | Departure no registered destination | Departure |
| G••••• P••••••• S••••••• L•• | G••••• A••••• A•••••••• L•• | May 20, 2020 | Jun 10, 2020 | 21 |
| Previous registration |
| G••••• P••••••• S••••••• L•• | State registered | May 13, 2020 | May 20, 2020 | no | BATON ROUGE, LA | Previous registration |
| I••••••••• A••••••• S••••••• I•• | Former SEC adviser | Aug 18, 2014 | May 12, 2020 | no | BATON ROUGE, LA | Previous registration |
| S••••• F•••••••• G•••• I•• | Former SEC adviser | Oct 4, 2011 | Jul 22, 2014 | no | BATON ROUGE, LA | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 28, 2011 | Sep 22, 2011 | no | BATON ROUGE, LA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Mar 7, 2008 | Jan 18, 2011 | no | BATON ROUGE, LA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 2, 2007 | Mar 11, 2008 | no | BATON ROUGE, LA|FORT MILL, SC|BATON ROUGE, LA | Previous registration |
| E••••• J•••• | National bd RIA | Jan 12, 2007 | Jan 12, 2007 | no | GREENWELL SPRINGS, LA | Previous registration |
| Firm change |
| Other |
| I••••••••• A••••••• S••••••• I•• | G••••• P••••••• S••••••• L•• | May 12, 2020 | May 13, 2020 | 1 | Firm change | Ibd to state RIA |
| S••••• F•••••••• G•••• I•• | I••••••••• A••••••• S••••••• I•• | Jul 22, 2014 | Aug 18, 2014 | 27 | Firm change | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S••••• F•••••••• G•••• I•• | Sep 22, 2011 | Oct 4, 2011 | 12 | Firm change | Other |
| W•••• F•••• A••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 18, 2011 | Jan 28, 2011 | 10 | Firm change | Other |
| L•• F•••••••• L•• | W•••• F•••• A••••••• | Mar 11, 2008 | Mar 7, 2008 | -4 | Firm change | Other |
| E••••• J•••• | L•• F•••••••• L•• | Jan 12, 2007 | Apr 2, 2007 | 80 | Firm change | Other |