DFX Intelligence

R•••••• A•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

R•••••• A•••• B•••••

Advisor at J• W• C••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:cd5154dc-1714-1384-ac4b-b9344750ad04

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 11, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Apr 17, 2019	n/a	yes	TAMPA, FL\|Westlake Village, CA\|Creve Coeur, MO\|Columbia, MO	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	May 16, 2018	Apr 23, 2019	no	Westlake Village, CA\|SARASOTA, FL\|Las Vegas, NV\|Las Vegas, NV\|Columbia, MO

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	J• W• C••• A•••••••• I•••	Apr 23, 2019	Apr 17, 2019	-6	Bulk transfer	Ibd to ibd
G••••••• A•••••••• L••	G••••• F•••••••• P•••••• C••••••• I•••	May 9, 2018	May 16, 2018

Relationships

Registered with (3)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Apr 17, 2019 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
May 16, 2018 to Apr 23, 2019factForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 1, 2018 to May 9, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd5154dc-1714-1384-ac4b-b9344750ad04
First observed: May 11, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.