DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Allen Bavetz
Feed of 09/15/2026
Also filed as Rick Bavetz
At current firm
7 y
since Apr 17, 2019
In the industry
18 y
since Jan 1, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J. W. Cole Advisors, Inc. BD affiliated currentsince Apr 17, 2019 · Tampa, Fl
- Global Financial Private Capital, Inc. formerMay 16, 2018 to Apr 23, 2019 · Westlake Village, Ca
- Gradient Advisors, LLC independent RIAFeb 1, 2018 to May 9, 2018 · Westlake Village, Ca
- Global Financial Private Capital, Inc. formerMay 11, 2015 to Dec 31, 2017 · Westlake Village, Ca
Moves
a registration end followed by a registration begin elsewhere
- Global Financial Private Capital, Inc. to J. W. Cole Advisors, Inc.left Apr 23, 2019, registered Apr 17, 2019 (-6 days) · corporate re-registration, not a move
- Gradient Advisors, LLC to Global Financial Private Capital, Inc.left May 9, 2018, registered May 16, 2018 (7 days) · RIA to affiliated broker-dealer or bank
- Global Financial Private Capital, Inc. to Gradient Advisors, LLCleft Dec 31, 2017, registered Feb 1, 2018 (32 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address