DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••• W••••• M•••••••••
LAKESIDE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• W••••• M••••••••• | I•••••••••_WEALTH | Jan 4, 2019 | n/a | yes | LAKESIDE, CA | Current employment |
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Feb 24, 2011 | Mar 13, 2012 | no | SAN DIEGO, CA|SAN DIEGO, CA|POWAY, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• F•••••••• C••••••••• G••••• I••• | I••••••••• F•••••••• G••••• L•• | Feb 28, 2020 | Feb 24, 2011 | -3,291 | Firm change after gap | Other |
| I••••••••• F•••••••• G••••• L•• | C••• W••••• M••••••••• | Mar 13, 2012 | Jan 4, 2019 |
| C•••••• F•••••••• C••••••••• G••••• I••• | Former SEC adviser | Nov 2, 2009 | Feb 28, 2020 | no | POWAY, CA | Previous registration |
| 2,488 |
| Firm change after gap |
| Other |