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Advisor at HIGHTOWER ADVISORS, LLC
Purchase, NY | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Apr 21, 2023 | n/a | yes | Purchase, NY|CHICAGO, IL | Current employment |
| ALTIUM WEALTH MANAGEMENT | Former SEC adviser | Apr 29, 2022 | May 18, 2023 | no | PURCHASE, NY | Previous registration |
| ALTIUM WEALTH MANAGEMENT LLC | Former SEC adviser | Dec 21, 2018 | Jun 1, 2022 | no | PURCHASE, NY | Previous registration |
| INVESTMARK ADVISORY GROUP LLC | Independent wealth | Mar 15, 2016 | Nov 21, 2018 | no | SHELTON, CT | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 11, 2016 | Nov 20, 2018 | no | Shelton, CT|Stamford, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALTIUM WEALTH MANAGEMENT | HIGHTOWER ADVISORS, LLC | May 18, 2023 | Apr 21, 2023 | -27 | Firm change | RIA to ibd |
| ALTIUM WEALTH MANAGEMENT LLC | ALTIUM WEALTH MANAGEMENT | Jun 1, 2022 | Apr 29, 2022 | -33 | Channel change | RIA to new firm |
| INVESTMARK ADVISORY GROUP LLC | ALTIUM WEALTH MANAGEMENT LLC | Nov 21, 2018 | Dec 21, 2018 | 30 | Firm change | RIA to RIA |
| COMMONWEALTH FINANCIAL NETWORK | INVESTMARK ADVISORY GROUP LLC | Nov 20, 2018 | Mar 15, 2016 | -980 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 317691:145323:NY:2023-05-18 | May 18, 2023 | Apr 21, 2023 | PURCHASE, NY | Firm change |
| 154719:317691:NY:2022-06-01 | Jun 1, 2022 | Apr 29, 2022 | PURCHASE, NY | Firm change after gap |