DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Croce
Certified Financial Planner
Feed of 09/14/2026
Also filed as Anthony Raymond Croce
At current firm
3 y
since Apr 21, 2023
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Hightower Advisors, LLC BD affiliated currentsince Apr 21, 2023 · Purchase, Ny
- Altium Wealth Management formerApr 29, 2022 to May 18, 2023 · Purchase, Ny
- Altium Wealth Management LLC formerDec 21, 2018 to Jun 1, 2022 · Purchase, Ny
- Investmark Advisory Group LLC independent RIAMar 15, 2016 to Nov 21, 2018 · Shelton, Ct
- Commonwealth Financial Network national BDJan 11, 2016 to Nov 20, 2018 · Shelton, Ct
Moves
a registration end followed by a registration begin elsewhere
- Altium Wealth Management to Hightower Advisors, LLCleft May 18, 2023, registered Apr 21, 2023 (-27 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Altium Wealth Management LLC to Altium Wealth Managementleft Jun 1, 2022, registered Apr 29, 2022 (-33 days) · channel change inside one enterprise, not a move · moved with a team
- Investmark Advisory Group LLC to Altium Wealth Management LLCleft Nov 21, 2018, registered Dec 21, 2018 (30 days) · RIA to RIA
- Commonwealth Financial Network to Investmark Advisory Group LLCleft Nov 20, 2018, registered Mar 15, 2016 (-980 days) · Other
Signals
- Anthony Croce left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)May 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address