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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

SIERRA CREST INVESTMENT MANAGEMENT LLC

CRD 300069

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd8234c6-a6a1-902e-6ae6-7858dfb41590

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 7
On other graphs: 0
Observed: Dec 13, 2018 to Mar 31, 2026
21 observations

Across DFX

name candidates only

Private Creditcandidate

SIERRA CREST INVESTMENT MANAGEMENT LLC

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $781MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $781M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 1Schedule D 7.B(1)
SEC number: 801-114566
CRD: 300069
Filings on the tape: 21
First filed: Dec 13, 2018
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PORTMAN RIDGE FUNDING 2018-2 LTD.	Securitized Asset Fund	$200M	Jul 12, 2024	0	Mar 31, 2022	reported	n/a
GREAT LAKES KCAP F3C SENIOR, LLC	Securitized Asset Fund	$182M	Jul 12, 2024	0	Apr 22, 2020	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BC PARTNERS ADVISORS HOLDINGS LIMITED	Shareholder	E	yes	03/2017	Dec 13, 2018	Jul 12, 2024
BC PARTNERS GROUP HOLDINGS LIMITED	Shareholder	E	yes	07/2019	Dec 19, 2019	Jul 12, 2024
BC PARTNERS HOLDINGS LIMITED	Shareholder	E	yes	07/2019	Dec 13, 2018	Jul 12, 2024
BC PARTNERS, INC.	SOLE MEMBER	E	yes	01/2019	Dec 19, 2019	Jul 12, 2024
BCPSC HOLDINGS FINANCE LLC	SOLE MEMBER	E	yes	01/2019	Dec 19, 2019	Jul 12, 2024
BCPSC HOLDINGS LLC	MANAGING MEMBER	E	yes	04/2019	Dec 19, 2019	Jul 12, 2024
EDERER, MATTHIAS, L	EXECUTIVE OFFICER	Na	yes	12/2018	Dec 13, 2018	Jul 12, 2024
GOLDTHORPE, EDWARD, JOSEPH	EXECUTIVE OFFICER	Na	yes	12/2018	Dec 13, 2018	Jul 12, 2024
HELD, DAVID, ISAAC	CHIEF COMPLIANCE OFFICER	Na	yes	06/2021	Jul 1, 2021	Jul 12, 2024
WANG, HENRY, HAN-WEI	EXECUTIVE OFFICER	Na	yes	12/2018	Dec 13, 2018	Jul 12, 2024
MLCSC HOLDINGS LLC	Member	B	no	12/2020	Jan 20, 2021	Jul 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BC PARTNERS ADVISORS L.P.	n/a	Asset manager	$6.7B	Y	no	n/a
MOUNT LOGAN MANAGEMENT LLC	n/a	Other adviser	$2.0B	N	yes	n/a
ABILITY INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
BC PARTNERS LLP	n/a	n/a	n/a	Y	no	n/a
BC PARTNERS SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
MOUNT LOGAN CAPITAL INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$781M	$781M	0	0	1	n/a
2024	Mar 31, 2025	$773M	$773M	0	0	1	n/a
2023	Mar 29, 2024	$994M	$994M	0	0	2	$381M
2022	Mar 31, 2023	$1.1B	$1.1B	49	18	2	$557M
2021	Mar 31, 2022	$1.2B	$1.2B	45	18	2	$541M
2020	Mar 22, 2021	$1.0B	$1.0B	24	15	1	$281M
2019	Mar 30, 2020	$588M	$588M	15	12	n/a	n/a
2018	Mar 28, 2019	n/a	n/a	15	12	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$781M	$773M	1.1%	$1.1B	-12.0%	0	0	0	0

Relationships

Affiliated with (5)

← BC PARTNERS PE L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← MOUNT LOGAN MANAGEMENTRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BC PARTNERS ADVISORS L.P.Registered adviserother investment adviser, bank, control
factForm ADV
→ MOUNT LOGAN MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← BC PARTNERS ADVISORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (2)

→ PORTMAN RIDGE FUNDING 2018-2 LTD.Private fundSecuritized Asset Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ GREAT LAKES KCAP F3C SENIOR, LLCPrivate fundSecuritized Asset Fund, IA
Apr 22, 2020 to presentfactForm ADV

Controls (9)

← GOLDTHORPE, EDWARD, JOSEPHOwnerEXECUTIVE OFFICER, ownership code NA, individual
Dec 13, 2018 to Jul 12, 2024factForm ADV
← WANG, HENRY, HAN-WEIOwnerEXECUTIVE OFFICER, ownership code NA, individual
Dec 13, 2018 to Jul 12, 2024factForm ADV
← EDERER, MATTHIAS, LOwnerEXECUTIVE OFFICER, ownership code NA, individual
Dec 13, 2018 to Jul 12, 2024factForm ADV
← HELD, DAVID, ISAACOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 1, 2021 to Jul 12, 2024factForm ADV
← BC PARTNERS ADVISORS HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 13, 2018 to Jul 12, 2024factForm ADV
← BC PARTNERS GROUP HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 19, 2019 to Jul 12, 2024factForm ADV
← BC PARTNERS, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Dec 19, 2019 to Jul 12, 2024factForm ADV
← BCPSC HOLDINGS FINANCE LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Dec 19, 2019 to Jul 12, 2024factForm ADV
← BCPSC HOLDINGS LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Dec 19, 2019 to Jul 12, 2024factForm ADV

Owns (1)

← MLCSC HOLDINGS LLCOwnerMEMBER, ownership code B, domestic entity
Jan 20, 2021 to Jul 12, 2024factForm ADV

Dated events

Occurred
Jul 1, 2021
Control person left
John Andrew Devine (Chief Compliance Officer) no longer on Schedule A of Sierra Crest Investment Management Llc (listed 2021-03-22, absent 2021-07-01)
Form ADVobserved 6 days ago
Occurred
Jul 1, 2021
Control person joined
Isaac David Held (Chief Compliance Officer) appeared on Schedule A of Sierra Crest Investment Management Llc
Form ADVobserved 6 days ago
Occurred
Mar 22, 2021
Regulatory AUM changed
Sierra Crest Investment Management Llc reported RAUM $1.0B, up 75% from $588.4M (2021-01-20 to 2021-03-22)
Form ADVobserved 6 days ago
$442M
Occurred
Mar 22, 2021
Control person joined
John Andrew Devine (Chief Compliance Officer) appeared on Schedule A of Sierra Crest Investment Management Llc
Form ADVobserved 6 days ago
Occurred
Mar 22, 2021
Control person left
Veena Malpani (Chief Compliance Officer) no longer on Schedule A of Sierra Crest Investment Management Llc (listed 2021-01-20, absent 2021-03-22)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Sierra Crest Investment Management Llc reported RAUM $588.4M, up 108% from $282.6M (2019-12-19 to 2020-03-30)
Form ADVobserved 6 days ago
$306M
Occurred
Dec 13, 2018
First Form ADV filing
Sierra Crest Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd8234c6-a6a1-902e-6ae6-7858dfb41590
First observed: Dec 13, 2018
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIERRA CREST INVESTMENT MANAGEMENT LLC

CRD 300069

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd8234c6-a6a1-902e-6ae6-7858dfb41590

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PORTMAN RIDGE FUNDING 2018-2 LTD.

Securitized Asset Fund

$200M

Jul 12, 2024

Mar 31, 2022

reported

n/a

GREAT LAKES KCAP F3C SENIOR, LLC

Securitized Asset Fund

$182M

Jul 12, 2024

Apr 22, 2020

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BC PARTNERS ADVISORS HOLDINGS LIMITED

Shareholder

yes

03/2017

Dec 13, 2018

Jul 12, 2024

BC PARTNERS GROUP HOLDINGS LIMITED

Shareholder

yes

07/2019

Dec 19, 2019

Jul 12, 2024

BC PARTNERS HOLDINGS LIMITED

Shareholder

yes

07/2019

Dec 13, 2018

Jul 12, 2024

BC PARTNERS, INC.

SOLE MEMBER

yes

01/2019

Dec 19, 2019

Jul 12, 2024

BCPSC HOLDINGS FINANCE LLC

SOLE MEMBER

yes

01/2019

Dec 19, 2019

Jul 12, 2024

BCPSC HOLDINGS LLC

MANAGING MEMBER

yes

04/2019

Dec 19, 2019

Jul 12, 2024

EDERER, MATTHIAS, L

EXECUTIVE OFFICER

yes

12/2018

Dec 13, 2018

Jul 12, 2024

GOLDTHORPE, EDWARD, JOSEPH

EXECUTIVE OFFICER

yes

12/2018

Dec 13, 2018

Jul 12, 2024

HELD, DAVID, ISAAC

CHIEF COMPLIANCE OFFICER

yes

06/2021

Jul 1, 2021

Jul 12, 2024

WANG, HENRY, HAN-WEI

EXECUTIVE OFFICER

yes

12/2018

Dec 13, 2018

Jul 12, 2024

MLCSC HOLDINGS LLC

Member

12/2020

Jan 20, 2021

Jul 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BC PARTNERS ADVISORS L.P.

n/a

Asset manager

$6.7B

n/a

MOUNT LOGAN MANAGEMENT LLC

n/a

Other adviser

$2.0B

yes

n/a

ABILITY INSURANCE COMPANY

n/a

yes

n/a

BC PARTNERS LLP

n/a

BC PARTNERS SECURITIES LLC

n/a

yes

n/a

MOUNT LOGAN CAPITAL INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$781M

n/a

2024

Mar 31, 2025

$773M

n/a

2023

Mar 29, 2024

$994M

$381M

2022

Mar 31, 2023

$1.1B

$557M

2021

Mar 31, 2022

$1.2B

$541M

2020

Mar 22, 2021

$1.0B

$281M

2019

Mar 30, 2020

$588M

n/a

2018

Mar 28, 2019

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$781M

$773M

1.1%

$1.1B

-12.0%