DFX Intelligence

M•••• L•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

M•••• L•••• M•••••••••

M•••• L•••• M••••••••• LLC, CRD 311161

NEW YORK, NY

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Search this name across graphsid dfx:ria:0489f076-5934-ad4b-8360-44a2dda60fdd

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 15
On other graphs: 2
Observed: Oct 2, 2020 to Jun 8, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••• L•••• M•••••••••

Private equity manager · shared crd

Independent Sponsorsidentity

M•••• L•••• M•••••••••

Capital provider to sponsors · shared crd

Private Creditcandidate

M•••• L•••• M•••••••••

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.57 institutional_share=0.43 related_bd=true related_bank=true bd_reps=46.0
Regulatory AUM: $2.0B••• Locked
Discretionary RAUM: $2.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 120

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••• L•••• F•••••• 2••••• L•	Securitized Asset Fund	$227M	Jun 8, 2026	0	Mar 31, 2022	reported	n/a
M•••• L•••• M•• C•• 2••••• L•	Securitized Asset Fund	$181M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••• M•••••••• L•	CO-PRESIDENT	Na	yes	07/2020	Oct 2, 2020	Jul 12, 2024
G••••••••• E•••••• J•••••	CHIEF EXECUTIVE OFFICER	Na	yes	07/2020	Oct 2, 2020	Jul 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B• P••••••• A••••••• L•••	n/a	Asset manager	$6.7B	N	yes	n/a
S••••• C•••• I••••••••• M••••••••• L••	n/a	Asset manager	$781M	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	9	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$2.1B	-7.0%	$1.7B	5.3%	120	23	1	1

Relationships

Affiliated with (5)

← B• P••••••• P• L•••Registered adviserother investment adviser, common control
factForm ADV
→ B• P••••••• A••••••• L•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ S••••• C•••• I••••••••• M••••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← B• P••••••• A••••••• L•••Registered adviser

Dated events

Occurred
Jun 8, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-384M
Occurred
Jun 8, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jun 8, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 8, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0489f076-5934-ad4b-8360-44a2dda60fdd
First observed: Oct 2, 2020
Last observed: Jun 8, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.