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S••••• C•••• I••••••••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New York

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $781M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$781M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+1.1%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 300069 · SEC 801-114566 · 21 filingsShow
CRD 300069SEC 801-114566First filing on the tape Dec 13, 2018, latest Mar 31, 2026SEC status approved since Jan 30, 2019IAPD
RAUM
$781M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$781M as of Mar 31, 2026
Mar 30, 2020$588M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20190 then
Employees (5.A)0 as of Mar 31, 2026
Mar 28, 201915 then
Private funds1 as of Mar 31, 2026
Mar 22, 20211 then
RAUM +1.1% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$260MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$204M79%
  • Pooled investment vehicles$53.9M21%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P•••••• R•••• F•••••• 2••••• L•••no longer reportedSecuritized Asset Fund$200M0Mar 31, 2022
      G•••• L•••• K••• F•• S•••••• L••Securitized Asset Fund$87.8M0Apr 22, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • E•••••• M•••••••• L• · Executive Officercontrol
        since 12/2018 · owns less than 5%
      • G••••••••• E•••••• J••••• · Executive Officercontrol
        since 12/2018 · owns less than 5%
      • H•••• D••••• I•••• · Chief Compliance Officercontrol
        since 06/2021 · owns less than 5%
      • W•••• H••••• H•••••• · Executive Officercontrol
        since 12/2018 · owns less than 5%
      Entity owners
      • B•••• H••••••• L•• · Managing Member
        direct · owns 75% or more
      • B• P••••••• A••••••• H••••••• L•••••• · Shareholder
        indirect · owns 75% or more of B• P•••••••• I•••
      • B• P••••••• G•••• H••••••• L•••••• · Shareholder
        indirect · owns 75% or more of B• P••••••• A••••••• H••••••• L••••••
      • B• P••••••• H••••••• L•••••• · Shareholder
        indirect · owns 75% or more of B• P••••••• G•••• H••••••• L••••••
      • B• P•••••••• I••• · Sole Member
        indirect · owns 75% or more of B•••• H••••••• F•••••• L••
      • B•••• H••••••• F•••••• L•• · Sole Member
        indirect · owns 75% or more of B•••• H••••••• L••
      • M•••• H••••••• L•• · Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      Advisers that list S••••• C•••• I••••••••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $773M to $781M
        Sep 30, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $87.8M to $53.9M
        Sep 30, 2025 to Mar 31, 2026
      • RAUM · $773M to $781M
        Sep 30, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        Jul 12, 2024 to Mar 31, 2025
      • Private funds · 2 to 1
        Jul 12, 2024 to Mar 31, 2025
      • Discretionary RAUM · $994M to $773M
        Jul 12, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $182M to $87.8M
        Jul 12, 2024 to Mar 31, 2025
      • RAUM · $994M to $773M
        Jul 12, 2024 to Mar 31, 2025
      • Advisory employees · 18 to 0
        Mar 31, 2023 to Mar 29, 2024
      • BD registered reps · 2 to 0
        Mar 31, 2023 to Mar 29, 2024
      • Employees · 49 to 0
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.1B to $994M
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $246M to $182M
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $1.1B to $994M
        Mar 31, 2023 to Mar 29, 2024
      • BD registered reps · 4 to 2
        Apr 29, 2022 to Mar 31, 2023
      • Employees · 45 to 49
        Apr 29, 2022 to Mar 31, 2023
      • Discretionary RAUM · $1.2B to $1.1B
        Apr 29, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $648M to $246M
        Apr 29, 2022 to Mar 31, 2023
      • RAUM · $1.2B to $1.1B
        Apr 29, 2022 to Mar 31, 2023
      • Advisory employees · 15 to 18
        Jul 1, 2021 to Mar 31, 2022
      • BD registered reps · 0 to 4
        Jul 1, 2021 to Mar 31, 2022
      • Employees · 24 to 45
        Jul 1, 2021 to Mar 31, 2022
      • Private funds · 1 to 2
        Jul 1, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.0B to $1.2B
        Jul 1, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $281M to $648M
        Jul 1, 2021 to Mar 31, 2022
      • RAUM · $1.0B to $1.2B
        Jul 1, 2021 to Mar 31, 2022
      • Accounts · 2 to 3
        Jan 20, 2021 to Mar 22, 2021
      • Advisory employees · 12 to 15
        Jan 20, 2021 to Mar 22, 2021
      • Advisory activities · 1 to 2
        Jan 20, 2021 to Mar 22, 2021
      • Employees · 15 to 24
        Jan 20, 2021 to Mar 22, 2021
      • Discretionary RAUM · $588M to $1.0B
        Jan 20, 2021 to Mar 22, 2021
      • Pooled vehicle RAUM · $299M to $281M
        Jan 20, 2021 to Mar 22, 2021
      • RAUM · $588M to $1.0B
        Jan 20, 2021 to Mar 22, 2021
      • Related broker-dealer · false to true
        Jan 20, 2021 to Mar 22, 2021
      • Private funds · unset to 1
        Mar 30, 2020 to Apr 22, 2020
      • Accounts · 1 to 2
        Dec 19, 2019 to Mar 30, 2020
      • Pooled vehicle clients · unset to 1.0
        Dec 19, 2019 to Mar 30, 2020
      • Discretionary RAUM · $283M to $588M
        Dec 19, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · unset to 299383046.0
        Dec 19, 2019 to Mar 30, 2020
      • RAUM · $283M to $588M
        Dec 19, 2019 to Mar 30, 2020
      Signals
      8 dated events
      • ••• Locked
        Mar 31, 2026 · private fund no longer reported · inference
      • ••• Locked
        Jul 1, 2021 · Control person left · inference
      • ••• Locked
        Jul 1, 2021 · Control person joined · fact
      • ••• Locked
        Mar 22, 2021 · Control person joined · fact
      • ••• Locked
        Mar 22, 2021 · Control person left · inference
      • ••• Locked
        Mar 22, 2021 · RAUM change · derived
      • ••• Locked
        Mar 30, 2020 · RAUM change · derived
      • ••• Locked
        Dec 13, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026