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T•••• S•••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

T•••• S•••••• G•••

Advisor at T•• A•••••••• G••••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:cd841e51-e6c0-2855-034d-d41ffe971a2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	Mar 16, 2020	n/a	yes	LAS VEGAS, NV	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Mar 1, 2019	Sep 15, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	T•• A•••••••• G••••	Sep 15, 2020	Mar 16, 2020	-183	Firm change after gap	Ibd to new firm
W•••••• • R•••	S•••••••• F••••••••• I•••	Mar 11, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14251:866:NV:2015-05-06	May 8, 2015	Apr 23, 2015	LAS VEGAS, NV	Firm change

Relationships

Registered with (7)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
Mar 16, 2020 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Mar 1, 2019 to Sep 15, 2020factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Apr 23, 2015 to Mar 11, 2019factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd841e51-e6c0-2855-034d-d41ffe971a2c
First observed: Jul 5, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.