DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Taina Shylene Gude
Feed of 09/14/2026
Also filed as Taina Shylene Mcdowell
At current firm
6 y
since Mar 16, 2020
In the industry
24 y
since Oct 2, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Ameriflex Group BD affiliated currentsince Mar 16, 2020 · Las Vegas, Nv
- Sagepoint Financial, Inc. formerMar 1, 2019 to Sep 15, 2020 · Las Vegas, Nv
- Waddell & Reed formerApr 23, 2015 to Mar 11, 2019 · Las Vegas, Nv
- Msi Financial Services, Inc. formerJan 2, 2015 to May 8, 2015 · Las Vegas, Nv
- New England Securities Corporation formerApr 22, 2010 to Jan 2, 2015 · Las Vegas, Nv
- MML Investors Services, LLC BD affiliatedJan 7, 2005 to Feb 11, 2010 · Las Vegas, Nv
- Ameriprise Financial Services, LLC national BDJul 5, 2002 to Apr 30, 2004 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to The Ameriflex Groupleft Sep 15, 2020, registered Mar 16, 2020 (-183 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Waddell & Reed to Sagepoint Financial, Inc.left Mar 11, 2019, registered Mar 1, 2019 (-10 days) · Affiliated broker-dealer or bank to another
- Msi Financial Services, Inc. to Waddell & Reedleft May 8, 2015, registered Apr 23, 2015 (-15 days) · Other · moved with a team
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- MML Investors Services, LLC to New England Securities Corporationleft Feb 11, 2010, registered Apr 22, 2010 (70 days) · Other
- Ameriprise Financial Services, LLC to MML Investors Services, LLCleft Apr 30, 2004, registered Jan 7, 2005 (252 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address