DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Allen, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Dec 5, 2016 | n/a | yes | Allen, TX | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Apr 15, 2014 | Dec 2, 2016 | no | MCKINNEY, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 2, 2016 | Dec 5, 2016 | 3 | Firm change | Other |
| B•• F•••••••• A••••••• | C••••• I••••••••• A••••••• L•• | Apr 18, 2014 | Apr 15, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:149018:TX:2016-12-02 | Dec 2, 2016 | Dec 5, 2016 | MCKINNEY, TX | Firm change |
| B•• F•••••••• A••••••• | Bd affiliated wealth | Sep 20, 2012 | Apr 18, 2014 | no | Fort Worth, TX|RICHARDSON, TX|Plano, TX|SHERMAN, TX | Previous registration |
| P•• M•••••• A•••••• S••••••••• I••• | Former SEC adviser | Oct 28, 2010 | Sep 17, 2012 | no | CARROLLTON, TX | Previous registration |
| D••••••• S••••••• L•• | Former SEC adviser | Dec 22, 2009 | Sep 20, 2010 | no | WEST CHESTER, PA|WEST CHESTER, PA|WEST CHESTER, PA | Previous registration |
| -3 |
| Firm change |
| Other |
| P•• M•••••• A•••••• S••••••••• I••• | B•• F•••••••• A••••••• | Sep 17, 2012 | Sep 20, 2012 | 3 | Firm change | Other |
| D••••••• S••••••• L•• | P•• M•••••• A•••••• S••••••••• I••• | Sep 20, 2010 | Oct 28, 2010 | 38 | Firm change | Other |