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RIA / WealthAdvisor14 years in industry

Christopher Andrew Barberini

Advisor at LAKESHORE CAPITAL GROUP, INC.

ROLLING MEADOWS, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LAKESHORE CAPITAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 27, 2012
First registration: Feb 28, 2012
Dual registered: no
Other names: CHRISTOPHER BARBERINI
IAPD individual key: 5969705

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LAKESHORE CAPITAL GROUP, INC.	Independent wealth	Jun 30, 2023	n/a	yes	ROLLING MEADOWS, IL	Current employment
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Apr 16, 2019	Jul 10, 2023	no	ROLLING MEADOWS, IL\|TAMPA, FL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Sep 30, 2014	Apr 23, 2019	no	ROLLING MEADOWS, IL\|SARASOTA, FL	Previous registration
WADDELL & REED	Former SEC adviser	Feb 28, 2012	Sep 29, 2014	no	ELGIN, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J. W. COLE ADVISORS, INC.	LAKESHORE CAPITAL GROUP, INC.	Jul 10, 2023	Jun 30, 2023	-10	Firm change	Ibd to new firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	J. W. COLE ADVISORS, INC.	Apr 23, 2019	Apr 16, 2019	-7	Bulk transfer	Ibd to ibd
WADDELL & REED	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Sep 29, 2014	Sep 30, 2014	1	Firm change	Other

Relationships

Registered with (4)

→ LAKESHORE CAPITAL GROUP, INC.Registered adviserregistration: current employment
Jun 30, 2023 to presentfactForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Apr 16, 2019 to Jul 10, 2023factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Sep 30, 2014 to Apr 23, 2019factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 28, 2012 to Sep 29, 2014factForm ADV

Dated events

Occurred
Jul 10, 2023
Advisor changed firm
Christopher Andrew Barberini left J. W. Cole Advisors, Inc. for Lakeshore Capital Group, Inc. (registered 2023-06-30)
Form ADVobserved 5 days ago