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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LAKESHORE CAPITAL GROUP, INC.

CRD 325609

ROLLING MEADOWS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5300239-35f2-ad17-8a77-b3d5c10885a2

Data as of Jan 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Apr 3, 2023 to Jan 21, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $181MItem 5.F on the latest filing (2026-01-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $172M
Private client RAUM: $181MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $60.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 637
Individual clients: 181
High net worth clients: 49
Custody, client assets: $116M
SEC number: 801-127919
CRD: 325609
Filings on the tape: 11
First filed: Apr 3, 2023
Latest filed: Jan 21, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRIAN JOSEPH MALIZIA	n/a	ROLLING MEADOWS, IL	3	19	2	no
Christopher Andrew Barberini	n/a	ROLLING MEADOWS, IL	3	14	3	no
ALEXANDER FELIX ARELLANO	n/a	ROLLING MEADOWS, IL	0	30	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MALIZIA, BRIAN, JOSEPH	PRESIDENT/CCO	E	yes	10/2017	Apr 3, 2023	Jan 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LAKESHORE TAX CONSULTING GROUP, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Jan 21, 2026	$181M	$172M	3	2	n/a	n/a
2024	Mar 13, 2025	$153M	$144M	3	2	n/a	n/a
2023	Jan 22, 2024	$124M	$114M	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$181M	$153M	18.4%	n/a	n/a	3	3	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J. W. COLE ADVISORS, INC.	2	Jul 10, 2023	Jun 30, 2023	CHICAGO, IL	Team lift out	Ibd to new firm	0.5%

Relationships

Registered with (4)

← ALEXANDER FELIX ARELLANOAdvisorregistration: current employment
Oct 20, 2025 to presentfactForm ADV
← BRIAN JOSEPH MALIZIAAdvisorregistration: current employment
Jun 30, 2023 to presentfactForm ADV
← Christopher Andrew BarberiniAdvisorregistration: current employment
Jun 30, 2023 to presentfactForm ADV
← Rolando IntiaAdvisorregistration: previous registration
Jun 30, 2023 to Sep 2, 2025factForm ADV

Controls (1)

← MALIZIA, BRIAN, JOSEPHOwnerPRESIDENT/CCO, ownership code E, individual
Apr 3, 2023 to Jan 22, 2024factForm ADV

Moved with (1)

← J. W. COLE ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Jul 10, 2023 to Jun 30, 2023factForm ADV

Dated events

Occurred
Sep 2, 2025
Advisor changed firm
Rolando Intia left Lakeshore Capital Group, Inc. for Itaxandinvestments Inc (registered 2026-05-29)
Form ADVobserved 5 days ago
Occurred
Jul 10, 2023
Team lift-out
2 advisors left J. W. Cole Advisors, Inc. (Chicago, IL) for Lakeshore Capital Group, Inc. on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Apr 3, 2023
First Form ADV filing
Lakeshore Capital Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5300239-35f2-ad17-8a77-b3d5c10885a2
First observed: Apr 3, 2023
Last observed: Jan 21, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAKESHORE CAPITAL GROUP, INC.

CRD 325609

ROLLING MEADOWS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5300239-35f2-ad17-8a77-b3d5c10885a2

Data as of Jan 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRIAN JOSEPH MALIZIA

n/a

ROLLING MEADOWS, IL

Christopher Andrew Barberini

n/a

ROLLING MEADOWS, IL

ALEXANDER FELIX ARELLANO

n/a

ROLLING MEADOWS, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MALIZIA, BRIAN, JOSEPH

PRESIDENT/CCO

yes

10/2017

Apr 3, 2023

Jan 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LAKESHORE TAX CONSULTING GROUP, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 21, 2026

$181M

$172M

n/a

2024

Mar 13, 2025

$153M

$144M

n/a

2023

Jan 22, 2024

$124M

$114M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$181M

$153M

18.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

J. W. COLE ADVISORS, INC.

Jul 10, 2023

Jun 30, 2023

CHICAGO, IL

Team lift out

Ibd to new firm

0.5%