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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

Jeri Margolis Glazer

Advisor at IP FINANCIAL ADVISORY SERVICES LLC

Rockville, MD | CHARLOTTE, NC | Huntersville, NC

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Search this name across graphsid dfx:ria:cdb90489-045a-7e21-9c8b-a79284449d7d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 4, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IP FINANCIAL ADVISORY SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 12, 2024
First registration: Apr 4, 2001
Dual registered: yes, broker-dealer
Other names: JERI M MARGOLIS|JERI M. TASCHMAN|Jeri Margolis Glazer
IAPD individual key: 719333

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IP FINANCIAL ADVISORY SERVICES LLC	Independent wealth	May 22, 2026	n/a	yes	Huntersville, NC\|CHARLOTTE, NC\|Rockville, MD	Current employment
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	May 20, 2026	May 20, 2026	no	HUNTERSVILLE, NC\|ROCKVILLE, MD\|CHARLOTTE, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 15, 2023	Apr 16, 2026	no	HUNTERSVILLE, NC\|Huntersville, NC\|Rutherfordton, NC	Previous registration
IP FINANCIAL ADVISORY SERVICES LLC	Independent wealth	Mar 3, 2023	Nov 15, 2023	no	CHARLOTTE, NC\|Denver, NC	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 4, 2001	Mar 31, 2003	no	WOODLAND HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	IP FINANCIAL ADVISORY SERVICES LLC	May 20, 2026	May 22, 2026	2	Firm change	Ibd to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	PARK AVENUE SECURITIES LLC	Apr 16, 2026	May 20, 2026	34	Firm change	Ibd to ibd
IP FINANCIAL ADVISORY SERVICES LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 15, 2023	Nov 15, 2023	0	Firm change	Ibd to ibd
MORGAN STANLEY DW INC.	IP FINANCIAL ADVISORY SERVICES LLC	Mar 31, 2003	Mar 3, 2023	7,277	Firm change after gap	Other

Relationships

Registered with (4)

→ IP FINANCIAL ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Mar 3, 2023 to Nov 15, 2023factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
May 20, 2026 to May 20, 2026factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 15, 2023 to Apr 16, 2026factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 4, 2001 to Mar 31, 2003factForm ADV

Dated events

Occurred
May 20, 2026
Advisor changed firm
Jeri Margolis Glazer left Park Avenue Securities Llc for Ip Financial Advisory Services Llc (registered 2026-05-22)
Form ADVobserved 5 days ago
Occurred
Apr 16, 2026
Advisor changed firm
Jeri Margolis Glazer left Ameriprise Financial Services, Llc for Park Avenue Securities Llc (registered 2026-05-20)
Form ADVobserved 5 days ago
Occurred
Nov 15, 2023
Advisor changed firm
Jeri Margolis Glazer left Ip Financial Advisory Services Llc for Ameriprise Financial Services, Llc (registered 2023-11-15)
Form ADVobserved 5 days ago