DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at W•••• F•••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Jan 27, 2025 | n/a | yes | PARKER, CO|FRANKTOWN, CO|LONE TREE, CO|GREENWOOD VILLAGE, CO | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Nov 25, 2024 | Jan 21, 2025 | no | GREENWOOD VILLAGE, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••• F•••• A••••••• | Jan 21, 2025 | Jan 27, 2025 | 6 | Firm change | Wirehouse to wirehouse |
| L•• F•••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Sep 27, 2024 | Nov 25, 2024 |
| L•• F•••••••• L•• | Bd affiliated wealth | May 18, 2022 | Sep 27, 2024 | no | CASTLE ROCK, CO | Previous registration |
| C••• B•••••••• S•••••••• I••• | Former SEC adviser | Dec 23, 2019 | May 18, 2022 | no | Highlands Ranch, CO | Previous registration |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Apr 1, 2014 | Dec 13, 2019 | no | ENGLEWOOD, CO | Previous registration |
| 59 |
| Firm change |
| Ibd to wirehouse |
| C••• B•••••••• S•••••••• I••• | L•• F•••••••• L•• | May 18, 2022 | May 18, 2022 | 0 | Bulk transfer | Ibd to RIA |
| C••• F•••••••• S•••••••• L••• | C••• B•••••••• S•••••••• I••• | Dec 13, 2019 | Dec 23, 2019 | 10 | Firm change | Ibd to ibd |