DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Feed of 09/15/2026
Also filed as A••• Michael A•••••
At current firm
1 y
since Jan 27, 2025
In the industry
13 y
since Apr 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 27, 2025 · Parker, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 25, 2024 to Jan 21, 2025 · Greenwood Village, Co
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to Sep 27, 2024 · Castle Rock, Co
- C••• B•••••••• S•••••••• I••• formerDec 23, 2019 to May 18, 2022 · Highlands Ranch, Co
- C••• F•••••••• S•••••••• L••• formerApr 1, 2014 to Dec 13, 2019 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 21, 2025, registered Jan 27, 2025 (6 days) · Wirehouse to wirehouse
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 27, 2024, registered Nov 25, 2024 (59 days) · Affiliated broker-dealer or bank to wirehouse
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••left Dec 13, 2019, registered Dec 23, 2019 (10 days) · Affiliated broker-dealer or bank to another
Signals
- A••• A••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2025-01-27)Jan 21, 2025 · Advisor changed firm · fact
- A••• A••••• left L•• F•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-11-25)Sep 27, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address