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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DAVID SCOTT GORDON

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Boynton Beach, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:cdc14e58-2275-1e6a-615c-4ffc7e77c9a1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 3, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 3, 2004
First registration: Dec 8, 2004
Dual registered: yes, broker-dealer
Other names: DAVID S GORDON
IAPD individual key: 4849102

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 19, 2024	n/a	yes	Boynton Beach, FL\|BOCA RATON, FL	Current employment
GOOD LIFE ADVISORS, LLC	Independent wealth	Oct 18, 2016	Nov 20, 2024	no	Philadelphia, PA\|CELEBRATION, FL\|Voorhees, NJ\|Philadelphia, PA\|Delray Beach, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 13, 2009	Oct 17, 2016	no	SADDLE BROOK, NJ\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 1, 2006	Feb 20, 2009	no	VOORHEES, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 8, 2004	Sep 5, 2006	no	VOORHEES, NJ\|VOORHEES, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOOD LIFE ADVISORS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 20, 2024	Nov 19, 2024	-1	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	GOOD LIFE ADVISORS, LLC	Oct 17, 2016	Oct 18, 2016	1	Firm change	Other
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 20, 2009	Feb 13, 2009	-7	Firm change	Wirehouse to ibd
MORGAN STANLEY DW INC.	WELLS FARGO ADVISORS	Sep 5, 2006	Sep 1, 2006	-4	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 13, 2009 to Oct 17, 2016factForm ADV
→ GOOD LIFE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 18, 2016 to Nov 20, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 1, 2006 to Feb 20, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 8, 2004 to Sep 5, 2006factForm ADV

Dated events

Occurred
Nov 20, 2024
Advisor changed firm
David Scott Gordon left Good Life Advisors, Llc for Ameriprise Financial Services, Llc (registered 2024-11-19)
Form ADVobserved 4 days ago