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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

RUSSELL WINSTON TIPPER

Advisor at EDWARD JONES

Boston, MA | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:cdd56372-327f-dea4-0bdf-ece6f58c2312

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65|S66
First exam: Aug 19, 1997
First registration: Oct 25, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2914437

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	May 20, 2023	n/a	yes	Boston, MA\|ST. LOUIS, MO	Current employment
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Feb 9, 2016	Dec 16, 2022	no	LOS ANGELES, CA\|Los Angeles, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 18, 2009	Jan 7, 2016	no	BOSTON, MA\|NEW YORK, NY\|JERSEY CITY, NJ\|BOSTON, MA\|NEW YORK, NY\|JERSEY CITY, NJ	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Oct 25, 2001	Mar 1, 2004	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL CLIENT GROUP, INC.	EDWARD JONES	Dec 16, 2022	May 20, 2023	155	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAPITAL CLIENT GROUP, INC.	Jan 7, 2016	Feb 9, 2016	33	Firm change	Other
PUTNAM INVESTMENT MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 1, 2004	Nov 18, 2009	2,088	Firm change after gap	Other

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
May 20, 2023 to presentfactForm ADV
→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: previous registration
Feb 9, 2016 to Dec 16, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 18, 2009 to Jan 7, 2016factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 25, 2001 to Mar 1, 2004factForm ADV

Dated events

Occurred
Dec 16, 2022
Advisor changed firm
Russell Winston Tipper left Capital Client Group, Inc. for Edward Jones (registered 2023-05-20)
Form ADVobserved 5 days ago