DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
Stevensville, MT | MISSOULA, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Nov 2, 2018 | n/a | yes | MISSOULA, MT|Stevensville, MT | Current employment |
| S••••••• I••••••••• I••• | Former SEC adviser | Dec 28, 2015 | Nov 2, 2018 | no | MISSOULA, MT|GOLD RIVER, CA|NASHVILLE, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••• I••••••••• I••• | O•••• W•••••• I••• | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| S••••••• F•••••••• S•••••••• I••• | S••••••• I••••••••• I••• | Dec 28, 2015 | Dec 28, 2015 |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Feb 29, 2012 | Dec 28, 2015 | no | Missoula, MT|Bellevue, WA | Previous registration |
| P•••••• W••• F•••••••• C••••••••• I•• | Former SEC adviser | Apr 11, 2008 | Jan 26, 2012 | no | RENTON, WA | Previous registration |
| M••••••••• P••••• V•••• S••••••••• I••• | n/a | Jan 31, 2003 | Dec 31, 2004 | no | MISSOULA, MT|MISSOULA, MT | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| P•••••• W••• F•••••••• C••••••••• I•• | S••••••• F•••••••• S•••••••• I••• | Jan 26, 2012 | Feb 29, 2012 | 34 | Firm change | Other |
| M••••••••• P••••• V•••• S••••••••• I••• | P•••••• W••• F•••••••• C••••••••• I•• | Dec 31, 2004 | Apr 11, 2008 | 1,197 | Firm change after gap | Other |