RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• D•••• B••••
- O•••• W•••••• I••• BD affiliated currentsince Nov 2, 2018 · Missoula, Mt
- S••••••• I••••••••• I••• formerDec 28, 2015 to Nov 2, 2018 · Missoula, Mt
- S••••••• F•••••••• S•••••••• I••• formerFeb 29, 2012 to Dec 28, 2015 · Missoula, Mt
- P•••••• W••• F•••••••• C••••••••• I•• formerApr 11, 2008 to Jan 26, 2012 · Renton, Wa
- M••••••••• P••••• V•••• S••••••••• I••• unclassifiedJan 31, 2003 to Dec 31, 2004 · Missoula, Mt
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- S••••••• F•••••••• S•••••••• I••• to S••••••• I••••••••• I•••left Dec 28, 2015, registered Dec 28, 2015 (0 days) · corporate re-registration, not a move
- P•••••• W••• F•••••••• C••••••••• I•• to S••••••• F•••••••• S•••••••• I•••left Jan 26, 2012, registered Feb 29, 2012 (34 days) · Other
- M••••••••• P••••• V•••• S••••••••• I••• to P•••••• W••• F•••••••• C••••••••• I••left Dec 31, 2004, registered Apr 11, 2008 (1197 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address