DFX Intelligence

T•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

T•••••• L•••••

Advisor at L•• F•••••••• L••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:cddddab3-9a48-39a3-6dc8-f11130b4f923

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 2, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 9, 2025	n/a	yes	WALNUT CREEK, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 24, 2021	Oct 10, 2025	no	WALNUT CREEK, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Oct 10, 2025	Oct 9, 2025	-1	Firm change	Wirehouse to ibd
I•••••• W••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 3, 2021	Jun 24, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:6413:CA:2025-10-06	Oct 10, 2025	Oct 9, 2025	WALNUT CREEK, CA	Firm change
3978:293644:CA:2018-05-01	May 2, 2018	Apr 27, 2018	BAKERSFIELD, CA	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 9, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 24, 2021 to Oct 10, 2025factForm ADV
→ I•••••• W••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 27, 2018 to May 3, 2021factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Oct 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cddddab3-9a48-39a3-6dc8-f11130b4f923
First observed: Nov 3, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.