DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• L•••••

L•• F•••••••• L••BD affiliatedWalnut Creek, Cadual registrantIAPD 6492731

Certified Financial Planner

Feed of 09/14/2026

Also filed as T•••••• Turner L•••••

At current firm

0 y

since Oct 9, 2025

In the industry

11 y

since Sep 2, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 9, 2025 · Walnut Creek, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 24, 2021 to Oct 10, 2025 · Walnut Creek, Ca
I•••••• W••••• S••••••••• L•• independent RIA
Apr 27, 2018 to May 3, 2021 · San Ramon, Ca
O•••• F•• I••• former
May 23, 2016 to May 2, 2018 · Houston, Tx
A•••• C•••••• independent RIA
Nov 3, 2015 to Dec 17, 2015 · Walnut Creek, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Oct 10, 2025, registered Oct 9, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
I•••••• W••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 3, 2021, registered Jun 24, 2021 (52 days) · RIA to wirehouse
O•••• F•• I••• to I•••••• W••••• S••••••••• L••
left May 2, 2018, registered Apr 27, 2018 (-5 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
A•••• C•••••• to O•••• F•• I•••
left Dec 17, 2015, registered May 23, 2016 (158 days) · Other

Signals

T•••••• L••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2025-10-09)
Oct 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address