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RIA / WealthAdvisor31 years in industry

PATSY RALPH MANDOLA

Advisor at RETIREMENT PLANNERS OF AMERICA

Houston, TX | PLANO, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT PLANNERS OF AMERICA
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 20, 1994
First registration: Jul 18, 2006
Dual registered: no
Other names: PAT R MANDOLA
IAPD individual key: 2508190

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT PLANNERS OF AMERICA	Independent wealth	Aug 2, 2013	n/a	yes	PLANO, TX\|Houston, TX	Current employment
ORR FINANCIAL GROUP	n/a	Apr 3, 2012	Jun 17, 2013	no	HOUSTON, TX	Previous registration
H. BECK, INC.	Former SEC adviser	Feb 20, 2007	Mar 19, 2012	no	Rockville, MD\|ROCKVILLE, MD\|KATY, TX\|Houston, TX	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jul 18, 2006	Feb 21, 2007	no	POUGHQUAG, NY\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ORR FINANCIAL GROUP	RETIREMENT PLANNERS OF AMERICA	Jun 17, 2013	Aug 2, 2013	46	Firm change	Other
H. BECK, INC.	ORR FINANCIAL GROUP	Mar 19, 2012	Apr 3, 2012	15	Firm change	Other
NEXT FINANCIAL GROUP, INC.	H. BECK, INC.	Feb 21, 2007	Feb 20, 2007	-1	Firm change	Other

Relationships

Registered with (4)

→ RETIREMENT PLANNERS OF AMERICARegistered adviserregistration: current employment
Aug 2, 2013 to presentfactForm ADV
→ ORR FINANCIAL GROUPRegistered adviserregistration: previous registration
Apr 3, 2012 to Jun 17, 2013factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Feb 20, 2007 to Mar 19, 2012factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jul 18, 2006 to Feb 21, 2007factForm ADV

Dated events

No dated event names this entity yet.