RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• R•••• M••••••
- R••••••••• P••••••• O• A•••••• independent RIA currentsince Aug 2, 2013 · Plano, Tx
- O•• F•••••••• G•••• unclassifiedApr 3, 2012 to Jun 17, 2013 · Houston, Tx
- H• B•••• I••• formerFeb 20, 2007 to Mar 19, 2012 · Rockville, Md
- N••• F•••••••• G••••• I••• formerJul 18, 2006 to Feb 21, 2007 · Poughquag, Ny
- O•• F•••••••• G•••• to R••••••••• P••••••• O• A••••••left Jun 17, 2013, registered Aug 2, 2013 (46 days) · Other
- H• B•••• I••• to O•• F•••••••• G••••left Mar 19, 2012, registered Apr 3, 2012 (15 days) · Other
- N••• F•••••••• G••••• I••• to H• B•••• I•••left Feb 21, 2007, registered Feb 20, 2007 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address