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N••••••• R••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant34 years in industry

N••••••• R••••• S•••••

Advisor at S•••••• A•• L••

GLENDALE HEIGHTS, IL | ROCKLEDGE, FL

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Search this name across graphsid dfx:ria:cde17b93-7548-f4ff-ecd0-b91f362a0135

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A•• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• A•• L••	Mixed wealth	Jul 22, 2024	n/a	yes	ROCKLEDGE, FL\|GLENDALE HEIGHTS, IL	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Sep 23, 2019	Jul 22, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	S•••••• A•• L••	Jul 22, 2024	Jul 22, 2024	0	Firm change	RIA to RIA
W••••• W•••• A•••••••• I••	A• W••••• M••••••••• L••	Sep 24, 2019

Relationships

Registered with (6)

→ S•••••• A•• L••Registered adviserregistration: current employment
Jul 22, 2024 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 23, 2019 to Jul 22, 2024factForm ADV
→ W••••• W•••• A•••••••• I••Registered adviserregistration: previous registration
Feb 8, 2018 to Sep 24, 2019factForm ADV
→ S•• F••••••••• L••

Dated events

Occurred
Jul 22, 2024
Advisor changed firm
N••••••• R••••• S••••• left A• W••••• M••••••••• L•• for S•••••• A•• L•• (registered 2024-07-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cde17b93-7548-f4ff-ecd0-b91f362a0135
First observed: Feb 23, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.