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RIA / WealthAdvisor34 years in industry

MICHAEL MARK MCGREGOR

Advisor at BROOKSTONE WEALTH ADVISORS, LLC

CASTLE ROCK, CO

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Search this name across graphsid dfx:ria:cde29fd5-6924-baf2-06b7-e26598f5ca8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE WEALTH ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Aug 25, 1992
First registration: Jan 1, 1999
Dual registered: no
Other names: MARK MCGREGOR|MICHAEL MARK MCGREGOR
IAPD individual key: 2263066

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Mar 18, 2019	n/a	yes	CASTLE ROCK, CO	Current employment
PROSPERITY CAPITAL ADVISORS	Independent wealth	Jun 2, 2015	Mar 14, 2019	no	CASTLE ROCK, CO\|WESTLAKE, OH	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	May 1, 2015	May 28, 2015	no	Castle Rock, CO\|AUSTIN, TX	Previous registration
WILBANKS SECURITIES ADVISORY	Former SEC adviser	Jan 3, 2012	May 29, 2015	no	CASTLE ROCK, CO\|OKLAHOMA CITY, OK\|CASTLE ROCK, CO	Previous registration
STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.	n/a	Jun 25, 2008	Jul 1, 2011	no	CASTLE ROCK, CO	Previous registration
NORTH COAST MONEY MANAGEMENT	n/a	Aug 26, 2003	Jun 8, 2009	no	ROCKY RIVER, OH	Previous registration
CAPITAL INVESTMENT MANAGEMENT	Former SEC adviser	Jan 1, 1999	Jun 24, 2003	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSPERITY CAPITAL ADVISORS	BROOKSTONE WEALTH ADVISORS, LLC	Mar 14, 2019	Mar 18, 2019	4	Firm change	RIA to RIA
WILBANKS SECURITIES ADVISORY	NFP ADVISOR SERVICES, LLC	May 29, 2015	May 1, 2015	-28	Firm change	Other
NFP ADVISOR SERVICES, LLC	PROSPERITY CAPITAL ADVISORS	May 28, 2015	Jun 2, 2015	5	Firm change	Other
STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.	WILBANKS SECURITIES ADVISORY	Jul 1, 2011	Jan 3, 2012	186	Firm change	Other
NORTH COAST MONEY MANAGEMENT	STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.	Jun 8, 2009	Jun 25, 2008	-348	Firm change after gap	Other
CAPITAL INVESTMENT MANAGEMENT	NORTH COAST MONEY MANAGEMENT	Jun 24, 2003	Aug 26, 2003	63	Firm change	Other

Relationships

Registered with (7)

→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Mar 18, 2019 to presentfactForm ADV
→ PROSPERITY CAPITAL ADVISORSRegistered adviserregistration: previous registration
Jun 2, 2015 to Mar 14, 2019factForm ADV
→ WILBANKS SECURITIES ADVISORYRegistered adviserregistration: previous registration
Jan 3, 2012 to May 29, 2015factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
May 1, 2015 to May 28, 2015factForm ADV
→ STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Jun 25, 2008 to Jul 1, 2011factForm ADV
→ NORTH COAST MONEY MANAGEMENTRegistered adviserregistration: previous registration
Aug 26, 2003 to Jun 8, 2009factForm ADV
→ CAPITAL INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 1, 1999 to Jun 24, 2003factForm ADV

Dated events

No dated event names this entity yet.