DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Mark Mcgregor
Feed of 09/14/2026
Also filed as Mark Mcgregor
At current firm
7 y
since Mar 18, 2019
In the industry
34 y
since Aug 25, 1992 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Wealth Advisors, LLC no RAUM currentsince Mar 18, 2019 · Castle Rock, Co
- Prosperity Capital Advisors independent RIAJun 2, 2015 to Mar 14, 2019 · Castle Rock, Co
- Nfp Advisor Services, LLC formerMay 1, 2015 to May 28, 2015 · Castle Rock, Co
- Wilbanks Securities Advisory formerJan 3, 2012 to May 29, 2015 · Castle Rock, Co
- Stephen Douglas Investment Advisory, Inc. unclassifiedJun 25, 2008 to Jul 1, 2011 · Castle Rock, Co
- North Coast Money Management unclassifiedAug 26, 2003 to Jun 8, 2009 · Rocky River, Oh
- Capital Investment Management formerJan 1, 1999 to Jun 24, 2003 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Prosperity Capital Advisors to Brookstone Wealth Advisors, LLCleft Mar 14, 2019, registered Mar 18, 2019 (4 days) · RIA to RIA
- Wilbanks Securities Advisory to Nfp Advisor Services, LLCleft May 29, 2015, registered May 1, 2015 (-28 days) · Other
- Nfp Advisor Services, LLC to Prosperity Capital Advisorsleft May 28, 2015, registered Jun 2, 2015 (5 days) · Other
- Stephen Douglas Investment Advisory, Inc. to Wilbanks Securities Advisoryleft Jul 1, 2011, registered Jan 3, 2012 (186 days) · Other
- North Coast Money Management to Stephen Douglas Investment Advisory, Inc.left Jun 8, 2009, registered Jun 25, 2008 (-348 days) · Other
- Capital Investment Management to North Coast Money Managementleft Jun 24, 2003, registered Aug 26, 2003 (63 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address