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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

STEVEN MARK MARANTZ

Advisor at CETERA INVESTMENT ADVISERS LLC

GLASTONBURY, CT | Dalton, MA

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Search this name across graphsid dfx:ria:ce252fdc-0763-6b5b-a28a-77c8ea2824f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 27, 1982
First registration: Jan 1, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1082207

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	Dalton, MA\|GLASTONBURY, CT	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 6, 2020	Jun 9, 2021	no	WINDSOR, CT\|East Hartford, CT\|GLASTONBURY, CT	Previous registration
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC	Independent wealth	Aug 24, 2017	Oct 26, 2020	no	Glastonbury, CT\|TAMPA, FL	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	May 28, 2014	Jun 2, 2017	no	SPRINGFIELD, MA\|PITTSFIELD, MA\|PITTSFIELD, MA\|NORTH ADAMS, MA\|WESTFIELD, MA\|WEST SPRINGFIELD, MA\|FEEDING HILLS, MA\|EAST SPRINGFIELD, MA\|SPRINGFIELD, MA\|EAST LONGMEADOW, MA\|HUDSON, MA\|EAST SPRINGFIELD, MA\|FEEDING HILLS, MA\|NORTHAMPTON, MA\|PITTSFIELD, MA\|WEST SPRINGFIELD, MA\|Hudson, MA\|NORTHAMPTON, MA\|GREENFIELD, MA\|NORTH ADAMS, MA\|GREENFIELD, MA\|WESTFIELD, MA\|PITTSFIELD, MA	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jun 18, 2008	May 23, 2014	no	COVENTRY, CT\|EAST WINDSOR, CT\|MANCHESTER, CT\|COLCHESTER, CT\|SOUTH GLASTONBURY, CT\|SOUTH WINDSOR, CT\|SOUTH WINDSOR, CT\|EAST WINDSOR, CT\|MANCHESTER, CT\|GLASTONBURY, CT\|MANCHESTER, CT\|MERIDEN, CT\|ROCKVILLE, CT\|ELLINGTON, CT\|VERNON, CT\|VERNON, CT\|TOLLAND, CT\|STAFFORD SPRINGS, CT\|ENFIELD, CT\|SOMERS, CT\|ENFIELD, CT\|ENFIELD, CT\|SUFFIELD, CT	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 13, 2006	Jun 10, 2008	no	SPRINGFIELD, MA\|CHICOPEE, MA\|SPRINGFIELD, MA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 1, 2002	Jan 3, 2007	no	SPRINGFIELD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	CETERA INVESTMENT ADVISERS LLC	Jun 9, 2021	Jun 29, 2023	750	Bulk transfer	Ibd to ibd
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC	VOYA FINANCIAL ADVISORS, INC.	Oct 26, 2020	Oct 6, 2020	-20	Firm change	RIA to ibd
CITIZENS SECURITIES, INC.	CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC	Jun 2, 2017	Aug 24, 2017	83	Firm change	Other
OSAIC INSTITUTIONS, INC.	CITIZENS SECURITIES, INC.	May 23, 2014	May 28, 2014	5	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	OSAIC INSTITUTIONS, INC.	Jun 10, 2008	Jun 18, 2008	8	Firm change	Other
CETERA INVESTMENT SERVICES LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jan 3, 2007	Dec 13, 2006	-21	Firm change	Other

Relationships

Registered with (7)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 6, 2020 to Jun 9, 2021factForm ADV
→ CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 24, 2017 to Oct 26, 2020factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
May 28, 2014 to Jun 2, 2017factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jun 18, 2008 to May 23, 2014factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 13, 2006 to Jun 10, 2008factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 1, 2002 to Jan 3, 2007factForm ADV

Dated events

No dated event names this entity yet.