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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

DAVID CAMPBELL BUGG

Advisor at KPP ADVISORY SERVICES LLC

LOUISVILLE, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KPP ADVISORY SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 20, 1994
First registration: Dec 4, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2427658

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KPP ADVISORY SERVICES LLC	Independent wealth	Mar 20, 2024	n/a	yes	LOUISVILLE, KY	Current employment
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Mar 17, 2009	Jun 12, 2015	no	LOUISVILLE, KY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 22, 2006	Mar 18, 2009	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
QUICK & REILLY, INC.	n/a	Dec 4, 2002	Mar 11, 2003	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.J.B. HILLIARD, W.L. LYONS, LLC	KPP ADVISORY SERVICES LLC	Jun 12, 2015	Mar 20, 2024	3,204	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.J.B. HILLIARD, W.L. LYONS, LLC	Mar 18, 2009	Mar 17, 2009	-1	Firm change	Other
QUICK & REILLY, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 11, 2003	Sep 22, 2006	1,291	Firm change after gap	Other

Relationships

Registered with (4)

→ KPP ADVISORY SERVICES LLCRegistered adviserregistration: current employment
Mar 20, 2024 to presentfactForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Mar 17, 2009 to Jun 12, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 22, 2006 to Mar 18, 2009factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Dec 4, 2002 to Mar 11, 2003factForm ADV

Dated events

No dated event names this entity yet.