DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Campbell Bugg
Feed of 09/14/2026
At current firm
2 y
since Mar 20, 2024
In the industry
32 y
since Jan 20, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kpp Advisory Services LLC independent RIA currentsince Mar 20, 2024 · Louisville, Ky
- J.J.B. Hilliard, W.L. Lyons, LLC formerMar 17, 2009 to Jun 12, 2015 · Louisville, Ky
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 22, 2006 to Mar 18, 2009 · Louisville, Ky
- Quick & Reilly, Inc. unclassifiedDec 4, 2002 to Mar 11, 2003 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- J.J.B. Hilliard, W.L. Lyons, LLC to Kpp Advisory Services LLCleft Jun 12, 2015, registered Mar 20, 2024 (3204 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.J.B. Hilliard, W.L. Lyons, LLCleft Mar 18, 2009, registered Mar 17, 2009 (-1 days) · Other
- Quick & Reilly, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 11, 2003, registered Sep 22, 2006 (1291 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address