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RIA / WealthAdvisorCertified Financial Planner17 years in industry

ERIK ANTHONY SZABOCSIK

Advisor at WEALTHSPIRE ADVISORS

Annapolis, MD

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Search this name across graphsid dfx:ria:ce30e195-60ec-4f14-fd4f-4869dc5864c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 4, 2009
First registration: Mar 10, 2009
Dual registered: no
Other names: ERIK SZABOCSIK
IAPD individual key: 5622317

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE ADVISORS	Independent wealth	Jan 1, 2025	n/a	yes	Annapolis, MD	Current employment
Stratwealth	Former SEC adviser	Jan 2, 2020	Oct 1, 2021	no	Annapolis, MD\|FULTON, MD	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Dec 3, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 7, 2012	Jul 13, 2018	no	NEW YORK, NY\|NEW YORK, NY\|BRIDGEWATER, NJ\|NEW YORK, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 10, 2009	Nov 8, 2010	no	EDISON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Stratwealth	WEALTHSPIRE ADVISORS	Oct 1, 2021	Jan 1, 2025	1,188	Firm change after gap	RIA to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Stratwealth	Dec 3, 2019	Jan 2, 2020	30	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
EQUITABLE ADVISORS, LLC	STRATEGIC ADVISERS LLC	Nov 8, 2010	Jun 7, 2012	577	Firm change after gap	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
113678:106181:MD:2021-10-01	Oct 1, 2021	Jan 1, 2025	FULTON, MD	Firm change after gap

Relationships

Registered with (5)

→ WEALTHSPIRE ADVISORSRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ STRATWEALTHRegistered adviserregistration: previous registration
Jan 2, 2020 to Oct 1, 2021factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Dec 3, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 7, 2012 to Jul 13, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 10, 2009 to Nov 8, 2010factForm ADV

Dated events

No dated event names this entity yet.