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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
San Antonio, TX | Corpus Christi, TX | SAN ANTONIO, TX | Portland, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 7, 2015 | n/a | yes | Portland, TX|Corpus Christi, TX|San Antonio, TX|SAN ANTONIO, TX | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Nov 10, 2015 | no | SAN ANTONIO, TX | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Mar 14, 2008 | Jan 21, 2014 | no | SAN ANTONIO, TX|SAN ANTONIO, TX|SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 27, 2003 | Mar 4, 2008 | no | SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Feb 1, 2001 | Nov 3, 2003 | no | SAN ANTONIO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 10, 2015 | Dec 7, 2015 | 27 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CETERA INVESTMENT SERVICES LLC | Mar 4, 2008 | Mar 14, 2008 | 10 | Firm change | Other |
| CUSO FINANCIAL SERVICES, L.P. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Nov 3, 2003 | Oct 27, 2003 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:149018:TX:2015-11-10 | Nov 10, 2015 | Dec 7, 2015 | SAN ANTONIO, TX | Firm change |