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Registered advisor
B••• J•••• F••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSan Antonio, Tx dual registrantIAPD 2858061
Feed of 09/15/2026
At current firm
10 y
since Dec 7, 2015
In the industry
29 y
since Mar 28, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Dec 7, 2015 · Portland, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Nov 10, 2015 · San Antonio, Tx
- C••••• I••••••••• S••••••• L•• formerMar 14, 2008 to Jan 21, 2014 · San Antonio, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 27, 2003 to Mar 4, 2008 · San Antonio, Tx
- C••• F•••••••• S•••••••• L••• formerFeb 1, 2001 to Nov 3, 2003 · San Antonio, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 10, 2015, registered Dec 7, 2015 (27 days) · Other · moved with a team
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••left Mar 4, 2008, registered Mar 14, 2008 (10 days) · Other
- C••• F•••••••• S•••••••• L••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Nov 3, 2003, registered Oct 27, 2003 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address