L• Y•• J••••

Advisor at I•••••• A•••••••• I•••

Morristown, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce52b520-2435-a457-9649-f2407ee68445

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A•••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Mar 12, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A•••••••• I•••	Asset manager	Mar 9, 2020	n/a	yes	Morristown, NJ	Current employment
B•••••••• I••••••••• M••••••••• L••	Asset manager	May 24, 2016	Aug 3, 2018	no	PRINCETON, NJ\|San Francisco, CA\|PRINCETON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	I•••••• A•••••••• I•••	Aug 3, 2018	Mar 9, 2020	584	Firm change after gap	Other
B•••••••• F••• A•••••••	B•••••••• I••••••••• M••••••••• L••	May 31, 2016	May 24, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
105247:108928:NJ:2016-05-24	May 31, 2016	May 24, 2016	PRINCETON, NJ	Firm change

Relationships

Registered with (4)

→ I•••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 9, 2020 to presentfactForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 24, 2016 to Aug 3, 2018factForm ADV
→ B•••••••• F••• A•••••••Registered adviserregistration: previous registration
May 15, 2012 to May 31, 2016factForm ADV
→ L•••• A••••• • C•• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce52b520-2435-a457-9649-f2407ee68445
First observed: Mar 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.