RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L• Y•• J••••
- I•••••• A•••••••• I••• asset manager currentsince Mar 9, 2020 · Morristown, Nj
- B•••••••• I••••••••• M••••••••• L•• asset managerMay 24, 2016 to Aug 3, 2018 · Princeton, Nj
- B•••••••• F••• A••••••• asset managerMay 15, 2012 to May 31, 2016 · San Francisco, Ca
- L•••• A••••• • C•• L•• asset managerMar 13, 2012 to May 14, 2012 · Jersey City, Nj
- B•••••••• I••••••••• M••••••••• L•• to I•••••• A•••••••• I•••left Aug 3, 2018, registered Mar 9, 2020 (584 days) · Other
- B•••••••• F••• A••••••• to B•••••••• I••••••••• M••••••••• L••left May 31, 2016, registered May 24, 2016 (-7 days) · channel change inside one enterprise, not a move · moved with a team
- L•••• A••••• • C•• L•• to B•••••••• F••• A•••••••left May 14, 2012, registered May 15, 2012 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address