DFX Intelligence

M••• C•••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

M••• C•••••• N••••

Advisor at O•••• A••••••• S•••••••• L••

MAPLE VALLEY, WA | Maple Valley, WA

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Search this name across graphsid dfx:ria:ce574056-22db-9259-c57e-89adc5c4c624

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 30, 1990 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 8, 2024	n/a	yes	Maple Valley, WA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	MAPLE VALLEY, WA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	O•••• W•••••• I•••	Nov 8, 2024	Jun 14, 2024	-147	Channel change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	A•••• P•••• A•••••••	Jun 14, 2024	Nov 6, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
165127:23131:WA:2024-11-08	Nov 8, 2024	Jun 14, 2024	MAPLE VALLEY, WA	Firm change after gap
110518:165127:WA:2024-06-14	Jun 14, 2024	Nov 6, 2020	MAPLE VALLEY, WA	Firm change after gap

Relationships

Registered with (5)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Nov 6, 2020 to Nov 8, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce574056-22db-9259-c57e-89adc5c4c624
First observed: May 30, 1990
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.