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J•••••• G••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J•••••• G••••• W•••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Fairfield, IA

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Search this name across graphsid dfx:ria:ce581b43-edc7-4f11-3604-fcf5d5c8f1b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 21, 2015	n/a	yes	Fairfield, IA	Current employment
F•••• A•••••••	Independent wealth	Jan 21, 2015	Oct 30, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 30, 2015	Sep 21, 2015	-39	Firm change after gap	Other
U••• B•••••• I••••••••• I•••	F•••• A•••••••	Dec 17, 2014

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 21, 2015 to presentfactForm ADV
→ F•••• A•••••••Registered adviserregistration: previous registration
Jan 21, 2015 to Oct 30, 2015factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2010 to Dec 17, 2014factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce581b43-edc7-4f11-3604-fcf5d5c8f1b4
First observed: Apr 24, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.