DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey George Wick
Feed of 09/14/2026
Also filed as Jeff Wick
At current firm
10 y
since Sep 21, 2015
In the industry
28 y
since Jun 13, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Sep 21, 2015 · Fairfield, Ia
- Feltl Advisors independent RIAJan 21, 2015 to Oct 30, 2015 · Solon, Ia
- U.S. Bancorp Investments, Inc. formerJan 28, 2010 to Dec 17, 2014 · Carlinville, Il
- Wells Fargo Investments, LLC unclassifiedOct 2, 2007 to Feb 1, 2010 · Davenport, Ia
- Federated Investment Counseling institutionalApr 24, 2002 to Aug 8, 2007 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- Feltl Advisors to Cambridge Investment Research Advisors, Inc.left Oct 30, 2015, registered Sep 21, 2015 (-39 days) · Other
- U.S. Bancorp Investments, Inc. to Feltl Advisorsleft Dec 17, 2014, registered Jan 21, 2015 (35 days) · Other
- Wells Fargo Investments, LLC to U.S. Bancorp Investments, Inc.left Feb 1, 2010, registered Jan 28, 2010 (-4 days) · Other
- Federated Investment Counseling to Wells Fargo Investments, LLCleft Aug 8, 2007, registered Oct 2, 2007 (55 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address