DFX Intelligence
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Reading the graph
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Advisor at C•••••• S••••• • C••• I•••
Bedford, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Jul 20, 2023 | n/a | yes | Bedford, NH | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Dec 20, 2022 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | C•••••• S••••• • C••• I••• | Dec 20, 2022 | Jul 20, 2023 | 212 | Firm change | Ibd to ibd |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | Jun 8, 2004 | Jul 13, 2018 | no | MERRIMACK, NH | Previous registration |
| W•••••• • R••• | Former SEC adviser | Apr 22, 2003 | Mar 22, 2004 | no | PORTSMOUTH, NH | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 30, 2001 | Apr 1, 2003 | no | BEDFORD , NH | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to new firm |
| W•••••• • R••• | S•••••••• A••••••• L•• | Mar 22, 2004 | Jun 8, 2004 | 78 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | W•••••• • R••• | Apr 1, 2003 | Apr 22, 2003 | 21 | Firm change | Other |