J•••••• T••••• S••••

• C•••••• S••••• • C••• I••• national BD current
  since Jul 20, 2023 · Bedford, Nh
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Dec 20, 2022 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Jun 8, 2004 to Jul 13, 2018 · Merrimack, Nh
• W•••••• • R••• former
  Apr 22, 2003 to Mar 22, 2004 · Portsmouth, Nh
• A••••••••• F•••••••• S•••••••• L•• national BD
  Nov 30, 2001 to Apr 1, 2003 · Bedford , Nh

• F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
  left Dec 20, 2022, registered Jul 20, 2023 (212 days) · Affiliated broker-dealer or bank to another
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
• W•••••• • R••• to S•••••••• A••••••• L••
  left Mar 22, 2004, registered Jun 8, 2004 (78 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••
  left Apr 1, 2003, registered Apr 22, 2003 (21 days) · Other

• ••• Locked
  Dec 20, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address