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RIA / WealthAdvisor30 years in industry

THOMAS PATRICK CARROLL

Advisor at VERUS CAPITAL PARTNERS, LLC

Ventura, CA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:ce98eadd-67a0-810e-6364-6352ba429d78

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 15, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VERUS CAPITAL PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 22, 1996
First registration: May 15, 2001
Dual registered: no
IAPD individual key: 2765011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VERUS CAPITAL PARTNERS, LLC	Independent wealth	Feb 17, 2021	n/a	yes	Ventura, CA\|SCOTTSDALE, AZ	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 1, 2014	Feb 16, 2021	no	VENTURA, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 30, 2009	Dec 17, 2014	no	VENTURA, CA\|SAN DIEGO, CA\|VENTURA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 27, 2005	Nov 3, 2009	no	OXNARD, CA\|OXNARD, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 15, 2001	Jul 5, 2005	no	CAMARILLO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	VERUS CAPITAL PARTNERS, LLC	Feb 16, 2021	Feb 17, 2021	1	Firm change	Ibd to RIA
LPL FINANCIAL LLC	SECURITIES AMERICA ADVISORS, INC.	Dec 17, 2014	Dec 1, 2014	-16	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Nov 3, 2009	Oct 30, 2009	-4	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 5, 2005	Jun 27, 2005	-8	Firm change	Other

Relationships

Registered with (5)

→ VERUS CAPITAL PARTNERS, LLCRegistered adviserregistration: current employment
Feb 17, 2021 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 1, 2014 to Feb 16, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 30, 2009 to Dec 17, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 27, 2005 to Nov 3, 2009factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 15, 2001 to Jul 5, 2005factForm ADV

Dated events

No dated event names this entity yet.