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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MICHAEL DAVID ROBERTS

Advisor at THE STRATEGIC FINANCIAL ALLIANCE

Gilbert, AZ | Eugene, OR | ATLANTA, GA

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Search this name across graphsid dfx:ria:cea69301-7ae0-2800-22d4-985d7dab31ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE STRATEGIC FINANCIAL ALLIANCE
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Oct 21, 2003
First registration: Sep 8, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4700058

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE STRATEGIC FINANCIAL ALLIANCE	Bd affiliated wealth	Apr 4, 2023	n/a	yes	Eugene, OR\|Gilbert, AZ\|ATLANTA, GA	Current employment
TRIAD ADVISORS, LLC	Former SEC adviser	Jul 17, 2017	Apr 6, 2023	no	Mesa, AZ\|Eugene, OR\|ATLANTA, GA\|Gilbert, AZ\|Eugene, OR	Previous registration
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Apr 22, 2015	Jul 18, 2017	no	WILMINGTON, DE\|CHANDLER, AZ\|EUGENE, OR\|Gilbert, AZ	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Jul 16, 2012	Mar 27, 2015	no	EUGENE, OR\|ANAHEIM, CA\|CHANDLER, AZ	Previous registration
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 20, 2009	Jul 19, 2012	no	CHANDLER, AZ	Previous registration
CARTER AND CARTER FINANCIAL	n/a	Sep 8, 2006	Jan 19, 2007	no	EUGENE, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIAD ADVISORS, LLC	THE STRATEGIC FINANCIAL ALLIANCE	Apr 6, 2023	Apr 4, 2023	-2	Firm change	Ibd to ibd
REALTA INVESTMENT ADVISORS, INC	TRIAD ADVISORS, LLC	Jul 18, 2017	Jul 17, 2017	-1	Firm change	Other
CENTAURUS FINANCIAL, INC.	REALTA INVESTMENT ADVISORS, INC	Mar 27, 2015	Apr 22, 2015	26	Firm change	Other
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	CENTAURUS FINANCIAL, INC.	Jul 19, 2012	Jul 16, 2012	-3	Firm change	Other
CARTER AND CARTER FINANCIAL	J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Jan 19, 2007	Mar 20, 2009	791	Firm change after gap	Other

Relationships

Registered with (6)

→ THE STRATEGIC FINANCIAL ALLIANCERegistered adviserregistration: current employment
Apr 4, 2023 to presentfactForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 17, 2017 to Apr 6, 2023factForm ADV
→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Apr 22, 2015 to Jul 18, 2017factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 16, 2012 to Mar 27, 2015factForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 20, 2009 to Jul 19, 2012factForm ADV
→ CARTER AND CARTER FINANCIALRegistered adviserregistration: previous registration
Sep 8, 2006 to Jan 19, 2007factForm ADV

Dated events

Occurred
Apr 6, 2023
Advisor changed firm
Michael David Roberts left Triad Advisors, Llc for The Strategic Financial Alliance (registered 2023-04-04)
Form ADVobserved 4 days ago