RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• R••••••
- T•• S•••••••• F•••••••• A••••••• BD affiliated currentsince Apr 4, 2023 · Eugene, Or
- T•••• A•••••••• L•• formerJul 17, 2017 to Apr 6, 2023 · Mesa, Az
- R••••• I••••••••• A•••••••• I•• BD affiliatedApr 22, 2015 to Jul 18, 2017 · Wilmington, De
- C•••••••• F••••••••• I••• BD affiliatedJul 16, 2012 to Mar 27, 2015 · Eugene, Or
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerMar 20, 2009 to Jul 19, 2012 · Chandler, Az
- C••••• A•• C••••• F•••••••• unclassifiedSep 8, 2006 to Jan 19, 2007 · Eugene, Or
- T•••• A•••••••• L•• to T•• S•••••••• F•••••••• A•••••••left Apr 6, 2023, registered Apr 4, 2023 (-2 days) · Affiliated broker-dealer or bank to another
- R••••• I••••••••• A•••••••• I•• to T•••• A•••••••• L••left Jul 18, 2017, registered Jul 17, 2017 (-1 days) · Other
- C•••••••• F••••••••• I••• to R••••• I••••••••• A•••••••• I••left Mar 27, 2015, registered Apr 22, 2015 (26 days) · Other
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to C•••••••• F••••••••• I•••left Jul 19, 2012, registered Jul 16, 2012 (-3 days) · Other
- C••••• A•• C••••• F•••••••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Jan 19, 2007, registered Mar 20, 2009 (791 days) · Other
- M•••••• D•••• R•••••• left T•••• A•••••••• L•• for T•• S•••••••• F•••••••• A••••••• (registered 2023-04-04)Apr 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address