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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Shannon Nicole Montell

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN | Heath, OH

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Search this name across graphsid dfx:ria:ceb7e308-3249-e007-aa41-587ac2e39c95

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 13, 2009
First registration: Apr 14, 2009
Dual registered: yes, broker-dealer
Other names: SHANNON N HUTCHISON|SHANNON N HUTCHISON|SHANNON N ISHAM|SHANNON NICOLE ISHAM|SHANNON NICOLE HUTCHISON|SHANNON NICOLE MONTELL|Shannon Montell|SHANNON N MONTELL
IAPD individual key: 5533080

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 23, 2026	n/a	yes	MINNEAPOLIS, MN\|Heath, OH	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Oct 4, 2021	Jul 14, 2026	no	BRYAN, OH\|FINDLAY, OH\|SYLVANIA, OH\|PERRYSBURG, OH\|NORTHWOOD, OH\|BOWLING GREEN, OH\|TOLEDO, OH\|PORT CLINTON, OH\|OREGON, OH\|WOODVILLE, OH\|TOLEDO, OH\|TOLEDO, OH\|ARCHBOLD, OH\|MAUMEE, OH\|Toledo, OH\|WAUSEON, OH\|LIMA, OH\|TOLEDO, OH\|NORTH BALTIMORE, OH\|PORT CLINTON, OH\|TOLEDO, OH\|TOLEDO, OH\|MONTPELIER, OH\|TOLEDO, OH\|ROSSFORD, OH\|FREMONT, OH\|PERRYSBURG, OH\|OTTAWA, OH\|BOWLING GREEN, OH\|GRAND RAPIDS, OH\|FINDLAY, OH\|DEFIANCE, OH\|FOSTORIA, OH\|SPENCERVILLE, OH\|Bellefontaine, OH\|KALIDA, OH\|HOLLAND, OH\|NAPOLEON, OH\|TOLEDO, OH\|PERRYSBURG, OH\|LIMA, OH\|COLUMBUS, OH\|COLUMBUS, OH\|Columbus, OH\|COLUMBUS, OH\|WASHINGTON COURT HOUSE, OH\|Russells Point, OH\|COLUMBUS, OH\|Dublin, OH\|GROVE CITY, OH\|WEST JEFFERSON, OH\|CIRCLEVILLE, OH\|COLUMBUS, OH\|CANAL WINCHESTER, OH\|COLUMBUS, OH\|MARYSVILLE, OH\|DUBLIN, OH\|POWELL, OH\|COLUMBUS, OH\|DELAWARE, OH\|GROVEPORT, OH\|COLUMBUS, OH\|DELAWARE, OH\|DUBLIN, OH\|DUBLIN, OH\|Worthington, OH\|HILLIARD, OH\|LONDON, OH\|DUBLIN, OH\|MARION, OH\|WORTHINGTON, OH\|COLUMBUS, OH\|CHILLICOTHE, OH\|LANCASTER, OH\|COLUMBUS, OH\|COLUMBUS, OH\|Powell, OH\|Heath, OH\|GROVE CITY, OH\|HILLIARD, OH\|43056, OH	Previous registration
MORGAN STANLEY	Wirehouse	May 9, 2018	Sep 29, 2021	no	Columbus, OH\|PURCHASE, NY\|Columbus, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 18, 2012	May 8, 2018	no	COLUMBUS, OH\|WESTERVILLE, OH	Previous registration
MORGAN STANLEY	Wirehouse	Apr 14, 2010	Nov 15, 2012	no	SOUTH JORDAN, UT	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 1, 2009	Feb 11, 2010	no	NEWARK, OH	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 17, 2009	no	SOUTH JORDAN, UT\|COLUMBUS, OH	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 14, 2009	Jun 1, 2009	no	SOUTH JORDAN, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUNTINGTON FINANCIAL ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 14, 2026	Jul 23, 2026	9	Firm change	Ibd to ibd
MORGAN STANLEY	HUNTINGTON FINANCIAL ADVISORS	Sep 29, 2021	Oct 4, 2021	5	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	May 8, 2018	May 9, 2018	1	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Nov 15, 2012	Oct 18, 2012	-28	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	MORGAN STANLEY	Feb 11, 2010	Apr 14, 2010	62	Firm change	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Aug 17, 2009	Oct 1, 2009	45	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 23, 2026 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 4, 2021 to Jul 14, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 9, 2018 to Sep 29, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 18, 2012 to May 8, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 1, 2009 to Feb 11, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 14, 2009 to Jun 1, 2009factForm ADV

Dated events

Occurred
Jul 14, 2026
Advisor changed firm
Shannon Nicole Montell left Huntington Financial Advisors for Ameriprise Financial Services, Llc (registered 2026-07-23)
Form ADVobserved 3 days ago