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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

KATHRYN JOAN OSWALD

Advisor at STRATEGIC BLUEPRINT, LLC

Wilmington, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cec3ae09-e1c5-964f-6ab3-cb481a671b56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC BLUEPRINT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Dec 19, 2001
First registration: Jan 19, 2007
Dual registered: yes, broker-dealer
Other names: KATHY JO LEGAN|KATHRYN J LEGAN|KATHY LEGAN OSWALD|KATHRYN J OSWALD
IAPD individual key: 4351886

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC BLUEPRINT, LLC	Independent wealth	Feb 12, 2025	n/a	yes	Wilmington, NC	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 18, 2014	Feb 12, 2025	no	Wilmington, NC\|WILMINGTON, NC\|SHREVEPORT, LA\|ATLANTA, GA\|Lithia, FL\|Wesley Chapel, FL\|Wesley Chapel, FL\|Clemmons, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 26, 2008	Nov 17, 2014	no	WILMINGTON, NC\|SHREVEPORT, LA	Previous registration
EDWARD JONES	National bd RIA	Jan 19, 2007	Nov 6, 2008	no	WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC ADVISORY SERVICES, LLC	STRATEGIC BLUEPRINT, LLC	Feb 12, 2025	Feb 12, 2025	0	Firm change	Ibd to RIA
LPL FINANCIAL LLC	OSAIC ADVISORY SERVICES, LLC	Nov 17, 2014	Nov 18, 2014	1	Firm change	Other
EDWARD JONES	LPL FINANCIAL LLC	Nov 6, 2008	Nov 26, 2008	20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171070:284840:NC:2025-02-12	Feb 12, 2025	Feb 12, 2025	CLEMMONS, NC	Firm change

Relationships

Registered with (4)

→ STRATEGIC BLUEPRINT, LLCRegistered adviserregistration: current employment
Feb 12, 2025 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 18, 2014 to Feb 12, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 26, 2008 to Nov 17, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 19, 2007 to Nov 6, 2008factForm ADV

Dated events

Occurred
Feb 12, 2025
Advisor changed firm
Kathryn Joan Oswald left Osaic Advisory Services, Llc for Strategic Blueprint, Llc (registered 2025-02-12)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cec3ae09-e1c5-964f-6ab3-cb481a671b56
First observed: Jan 19, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KATHRYN JOAN OSWALD

Advisor at STRATEGIC BLUEPRINT, LLC

Wilmington, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cec3ae09-e1c5-964f-6ab3-cb481a671b56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STRATEGIC BLUEPRINT, LLC

Independent wealth

Feb 12, 2025

n/a

yes

Wilmington, NC

Current employment

OSAIC ADVISORY SERVICES, LLC

Bd affiliated wealth

Nov 18, 2014

Feb 12, 2025

Previous registration

LPL FINANCIAL LLC

Bd affiliated wealth

Nov 26, 2008

Nov 17, 2014

WILMINGTON, NC|SHREVEPORT, LA

Previous registration

EDWARD JONES

National bd RIA

Jan 19, 2007

Nov 6, 2008

WILMINGTON, NC|WILMINGTON, NC|WILMINGTON, NC|WILMINGTON, NC

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

OSAIC ADVISORY SERVICES, LLC

STRATEGIC BLUEPRINT, LLC

Feb 12, 2025

Firm change

Ibd to RIA

LPL FINANCIAL LLC

OSAIC ADVISORY SERVICES, LLC

Nov 17, 2014

Nov 18, 2014

Firm change

Other

EDWARD JONES

LPL FINANCIAL LLC

Nov 6, 2008

Nov 26, 2008

Firm change

Other

Team

Left

Joined

From

Kind

171070:284840:NC:2025-02-12

Feb 12, 2025

CLEMMONS, NC

Firm change