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RIA / WealthAdvisor30 years in industry

ALEXANDER FELIX ARELLANO

Advisor at LAKESHORE CAPITAL GROUP, INC.

ROLLING MEADOWS, IL

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Search this name across graphsid dfx:ria:ced409a5-aec6-0eba-0fa3-ff69437e05b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LAKESHORE CAPITAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Aug 2, 1996
First registration: Apr 30, 2001
Dual registered: no
Other names: ALEX ARELLANO
IAPD individual key: 2765640

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LAKESHORE CAPITAL GROUP, INC.	Independent wealth	Oct 20, 2025	n/a	yes	ROLLING MEADOWS, IL	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 12, 2022	Dec 13, 2023	no	SAN ANTONIO, TX	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Apr 4, 2022	Oct 12, 2022	no	AUSTIN, TX	Previous registration
HILLTOP SECURITIES ASSET MANAGEMENT, LLC	Institutional manager	Jan 23, 2006	Apr 25, 2011	no	AUSTIN, TX	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Apr 30, 2001	Sep 6, 2002	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	LAKESHORE CAPITAL GROUP, INC.	Dec 13, 2023	Oct 20, 2025	677	Firm change after gap	Ibd to RIA
SAGEPOINT FINANCIAL, INC.	COMMONWEALTH FINANCIAL NETWORK	Oct 12, 2022	Oct 12, 2022	0	Firm change	Ibd to ibd
HILLTOP SECURITIES ASSET MANAGEMENT, LLC	SAGEPOINT FINANCIAL, INC.	Apr 25, 2011	Apr 4, 2022	3,997	Firm change after gap	Other
LEGG MASON WOOD WALKER, INCORPORATED	HILLTOP SECURITIES ASSET MANAGEMENT, LLC	Sep 6, 2002	Jan 23, 2006	1,235	Firm change after gap	Other

Relationships

Registered with (5)

→ LAKESHORE CAPITAL GROUP, INC.Registered adviserregistration: current employment
Oct 20, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Oct 12, 2022 to Dec 13, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 4, 2022 to Oct 12, 2022factForm ADV
→ HILLTOP SECURITIES ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 23, 2006 to Apr 25, 2011factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Apr 30, 2001 to Sep 6, 2002factForm ADV

Dated events

Occurred
Dec 13, 2023
Advisor changed firm
Alexander Felix Arellano left Commonwealth Financial Network for Lakeshore Capital Group, Inc. (registered 2025-10-20)
Form ADVobserved 5 days ago
Occurred
Oct 12, 2022
Advisor changed firm
Alexander Felix Arellano left Sagepoint Financial, Inc. for Commonwealth Financial Network (registered 2022-10-12)
Form ADVobserved 5 days ago