DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | Sioux Falls, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Feb 12, 2025 | n/a | yes | Sioux Falls, SD|NEW ORLEANS, LA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 30, 2022 | Feb 11, 2025 | no | WAYZATA, MN|SIOUX FALLS, SD | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Aug 2, 2022 | Sep 1, 2022 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | NEWEDGE ADVISORS | Feb 11, 2025 | Feb 12, 2025 | 1 | Firm change | Wirehouse to ibd |
| TD AMERITRADE, INC. | UBS FINANCIAL SERVICES INC. | Sep 1, 2022 | Sep 30, 2022 | 29 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:171351:SD:2025-02-11 | Feb 11, 2025 | Feb 12, 2025 | SIOUX FALLS, SD | Firm change |